Friday, May 29, 2009

RULES AND REGULATION OF ISE

ISE, being a self regulatory organization has its own sets of rules and regulations to regulate its various activities including listing of companies/ securities on its ready board quotation, supervision of member firms to enforce compliance with financial and operational requirements, periodic checks on broker’s sales practices, and the continuous monitoring and surveillance of their trade operations.
Following is the list of Rules and Regulations of Islamabad Stock Exchange.
Articles of Association.
Brokers & Agent Registration Rules.
Carry over
Transactions Regulations.

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Clearing House Procedure Manual.
General Rules & Regulation of ISE.
Internet Trading Guidelines 2005
ISE Computerized Trading Regulations.
ISE Investors Protection Fund Regulations.
Listing Regulations of ISE.
Members Default and Procedure
for Recovery of Losses Regulations

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Memorandum Of Association.
Regulations for Margin Trading
Regulations for Proprietary Trading
Regulations for
Ready Delivery Contracts.

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Regulations for Short Selling under Ready Market.
Regulations for Trading in Provisionally Listed Companies.
Regulations
Governing Associate Membership of ISE Clearing House.

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Regulations Governing Cash-Settled Futures Contracts of ISE
Regulations Governing Deliverable Futures Contract of ISE
Regulations Governing Future Contracts of ISE.
Regulations Governing ISE Members Offices/ Branch Offices
Regulations
Governing Members Exposure.

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Regulations Governing Over-The-Counter(OTC) Market of ISE
Regulations Governing Risk Management of ISE
Regulations Governing System Audit of Members
Unified Trading System Regulations

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